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The
Whitaker Foundation Story
He was a farm boy, born in Kansas, reared in Missouri. He came
of age at the dawn of the twentieth century. When he was 41,
he founded a company that 24 years later entered the Fortune
500. Pry open almost anything electronic and see the stamp of
his company, AMP Inc. Now, 30 years after his death, Uncas A.
Whitaker’s influence has touched almost every major academic
institution in the United States through the foundation that
bears his name.
The Whitaker Foundation will close in a few weeks, having accomplished
its mission in the spirit of its founder. In both business and
philanthropy, Whitaker kept his sights on the goal of improving
the quality of life for the greatest number of people. The foundation
was similarly single-minded in pursuit of its mission. By keeping
its grant-making tightly focused, it has given strength and
permanence to a new academic field: biomedical engineering.
From this field have come new treatments for the sick, cures
for the injured, and the promise of a brighter future for human
health.
Like the successful businessmen of his day, Whitaker flew planes
and sailed boats. But he was no jet-setter. He was a private,
practical man who wore plain suits and directed subordinates
by asking questions rather than by giving orders. He went hunting
and fishing with a close circle of friends. Before his daughter,
Ruth, got her driver’s license, he gave her a set of tools and
taught her how to change a tire.
In 1941, Whitaker took over a small New Jersey company that
had a faster, less expensive, and more reliable way to attach
wires to terminals for the aircraft and shipbuilding industries.
Before World War II, wires were connected by twisting their
ends together or wrapping them around screws or soldering them
to small metal posts that served as terminals. Whitaker’s company,
renamed Aircraft-Marine Products Inc., abolished the tedious
handwork of soldering. His precision product, a crimping tool
that looked like a pair of pliers, squeezed the terminal onto
the wire, binding the two in a snap that set off a manufacturing
revolution in the electronics industry.
AMP was grounded in a simple principle: Discover what the customer
needs and supply it. What America needed in the 1940s was warplanes.
Franklin D. Roosevelt had called for the aircraft industry to
increase production from 5,856 to 50,000 airplanes per year.
What industry needed were simple, light electrical connectors
that met military specifications. Whitaker filled both of these
needs with his revolutionary new tools.
The war economy gave the young company a boost, but it was
not enough to sustain a one-product enterprise indefinitely,
and Whitaker knew that. Armed with engineering and law degrees,
he was well prepared to take his young company to the next level,
improving its crimping tools and inventing related technologies
through quality engineering. Within 10 years, AMP offered thousands
of custom connection devices.
The post-war boom in household appliances, television sets,
and more complex automobiles, along with the emergence of computers
in industry, all raised the demand for AMP’s products. The company
rode the leading edge of this electronics boom to become the
world’s largest firm of its kind. By 1997, it had a workforce
of 45,000 at 244 facilities in 50 countries, with sales approaching
$6 billion. Two years later, the company sold to Tyco.
Whitaker died in 1975. His will set aside part of his personal
fortune for a foundation to improve people’s lives. In a series
of transactions from his estate, and later from that of his
wife, Helen, The Whitaker Foundation took in $130.7 million
between 1975 and 1990, creating one of the nation’s preeminent
philanthropies. By 1994, the foundation ranked as the sixty-first
largest foundation in the United States, with assets valued
at $340 million and annual grant expenditures of $26 million.
The foundation’s board of directors—The Whitaker Foundation
Governing Committee—followed the example set by Whitaker in
his own giving. During his lifetime, he was convinced that engineers
could help solve some of the most pressing medical problems
of the day. He speculated in 1968 that “over the next generation
or two, most of the ills that people have now will be solved.”
He signed checks to support academic programs that brought together
engineers, physicians, and biologists to solve medical problems.
He gave to the Health Sciences and Technology program at Harvard
University and to the Massachusetts Institute of Technology,
where he endowed a chair in 1967. The program enabled Harvard
medical students to earn a medical engineering degree at MIT.
The Whitaker Foundation followed this example in creating its
first major initiative, the Biomedical Engineering Research
Grants Program, which supported engineering research in medicine
and biology. In doing so, the foundation took aim at a niche
that had been largely overlooked by the National Science Foundation
(NSF) and the National Institutes of Health (NIH), the two major
public sponsors of research in engineering and medicine. NIH
often rejected biomedical engineering proposals as having too
much engineering and not enough medicine, while NSF turned them
down for the opposite reasons.
The Whitaker Foundation made its first research grant in 1976.
The $60,000 award went to William Pierce, M.D., of Penn State
University, who was using a ventricular assist device to wean
postoperative patients off the heart-lung machine. Over the
years, the foundation continued to support this area of research.
Recently the ventricular assist device won approval of the Food
and Drug Administration as a permanent treatment for heart failure.
The foundation has supported a wide range of research at the
crossroads of engineering and medicine, including studies in
imaging, cellular mechanics, molecular transport, signaling,
neuroengineering, and the medical applications of nanotechnology.
The Biomedical Engineering Research Grants Program was the
first of nine major grant programs. The three-year grants gave
young investigators a chance to generate a first-round of research
results. Having these results in hand made it easier to obtain
continued funding from NIH, NSF, and other sources because the
work had become less speculative. The goal of the Whitaker program
was to get young investigators started in biomedical engineering,
with the idea that other funding agencies would provide continued
support. One measure of the program’s overall success is how
many investigators obtained this continued funding. Respondents
to a foundation survey in 2002 reported receiving subsequent
funding from NIH, NSF, the Department of Defense, other government
sources, various private foundations, and industry. Sixty-one
percent had received support from NIH and 35 percent from NSF.
To assess the quality of funding proposals, the foundation
established the Scientific Review Committee, a standing panel
with expertise in a wide range of relevant areas. Their expertise
was periodically supplemented by that of guest reviewers brought
in as needed. The permanent panel members noted in reviewing
applications that there were wide discrepancies between the
strongest and weakest proposals. They blamed this gap on the
educational system. Most engineers working in medicine and biology
at that time had been educated through conventional programs
of the day, taking engineering courses from engineering schools,
medical courses from medical schools, and biology courses from
colleges of arts and sciences. There was little or no discrete
curriculum in biomedical engineering and what little there was
varied widely from university to university. A few institutions
had established formal graduate programs. There were even a
few undergraduate programs. But the overall educational infrastructure
for this relatively new field was weak.
To meet the need for better, more focused education at the
interface of engineering and the life sciences, the foundation
established a new program, Development Awards in Biomedical
Engineering. These awards of up to $5 million originally supported
graduate and postgraduate biomedical engineering at universities
and medical schools. The first awards were made in 1988 to The
Johns Hopkins University and the University of Washington.
The Development Awards program began when the foundation was
reaching its peak endowment from the Whitaker estates. With
these additional resources came new opportunities for funding.
But there were limits. If the foundation was to remain financially
strong from year to year, it could only spend so much while
reinvesting the balance. Discussions began about the future.
In 1991 the Governing Committee decided that to have the greatest
impact on this nascent field, and ultimately on people’s health,
the foundation should make a much more substantial and urgent
investment. Biomedical engineering was at a turning point. It
was becoming a well-organized field, and the converging revolutions
in microelectronics and molecular biology were opening up vast
new opportunities for engineers to contribute. The potential
was great, but it was going to take time for this new field
to get rolling. The governing committee envisioned a time when
biomedical engineering would make a significant difference in
human health. A sense of urgency arose. Why wait?
In creating the foundation, Whitaker suggested, but did not
require, that it dedicate itself to a goal, accomplish that
goal, and then terminate. The Governing Committee seized on
this and the opportunity it saw for making a substantial difference
in society. The foundation would sacrifice itself to its mission.
It would spend out, contributing all of its investment income
and assets in support of biomedical engineering. When the decision
was made, financial projections estimated that the foundation
would be able to put a total of about $600 million into the
field by the time it closed. Thanks to the stock market boom
of the 1990s, this figure grew significantly.
The foundation took advantage of this growth and the potential
it offered for improving biomedical engineering education. It
offered graduate fellowships beginning with the 1992-93 academic
year. It moved its headquarters from just outside of Harrisburg,
Pennsylvania, to a suburb of Washington, D.C., close to NIH,
NSF, and the makers of public policy on biomedical research
and education. It expanded its professional staff and began
to establish ties with the government, educational organizations,
professional societies, and other private foundations, with
the aim of generating more support for biomedical engineering.
The Whitaker leadership wanted to convince others of the importance
of biomedical engineering and its need for financial support,
both now and in the future, especially beyond 2006 when the
foundation would no longer exist.
The spend-out plan permitted the establishment of awards that
supported biomedical engineering in almost every way possible.
The foundation funded research, education programs, curriculum
development, fellowships, internships, textbooks, conferences,
meetings, leadership development, faculty hiring, classroom
and laboratory construction and renovation, building construction,
industrial collaborations, government collaborations, professional
societies, and in its final and largest grant, international
fellowships and scholarships.
Together these programs have succeeded in institutionalizing
the field of biomedical engineering, providing a permanent infrastructure
for education and research that will last well into the future.
Specifically, Whitaker funding has launched the careers of nearly
1,500 biomedical engineers who have invented more than 200 products
and devices for medical science and clinical care. Whitaker
investigators have started more than 100 health technology companies
over the past 30 years, according to a foundation survey. Whitaker
investigators own 278 patents and 125 intellectual property
licenses.
The foundation supported the creation of at least 30 academic
departments and funded enhancements at dozens of others. Nationwide,
the number of departments has risen from 22 in the early 1990s
to almost 80. The foundation helped build 13 buildings for biomedical
engineering and funded renovations and other physical improvements
at dozens of other universities.
With foundation support, scores of new faculty members have
been hired, students enrolled, doctoral degrees awarded, and
undergraduate programs created. More than 10,000 students have
been mentored. A total of 414 graduates benefited from fellowships
that gave them the flexibility to choose their own career paths
rather than gravitate to an area because other funding was already
present. Thirty-three universities established internship programs
that placed students in real-world situations, many of which
led directly to jobs. Eleven awards were made for textbooks
specially written for biomedical engineering students. The first
tissue engineering textbook was published under this program.
More than 100 biomedical engineers from 52 institutions received
top-quality leadership training with foundation support. Whitaker
joined with both NIH and NSF in programs to make biomedical
engineers think about the consumer cost of the health care technologies
they develop.
Other institutions have begun to recognize the potential of
biomedical engineering collaborations, including the Howard
Hughes Medical Institute, the Wallace H. Coulter Foundation,
and the Keck Foundation. The idea of bringing engineers into
medical research has spread beyond departments to free-standing
research institutes and other formal centers of collaborative
research and education. Stanford University has Bio-X, which
brings together investigators in biology, chemistry, medicine,
surgery, engineering, physics, and computer science. Three other
California universities—the University of California at San
Francisco, Berkeley, and Santa Cruz—have joined to create the
California Institute for Quantitative Biomedical Research, otherwise
known as QB3. The University of Michigan’s Life Sciences Institute
is designed to foster interaction between life scientists and
physical scientists, and there are many others. One benefit
of biomedical engineering training is that it equips graduates
with a language that bridges specializations of medicine, biology,
and engineering. As they enter into these collaborative networks,
they already know the language of their collaborators. They
are a step ahead in becoming productive team members. The Whitaker
Foundation supported both the the Biomedical Engineering Society,
which has become the lead professional society for accrediting
university programs in biomedical engineering, and the American
Institute for Medical and Biological Engineering, an umbrella
organization that helped the establishment of the National Institute
of Biomedical Imaging and Bioengineering at NIH.
All told, The Whitaker Foundation has had a profound impact
on the academic landscape as a major force behind the institutionalization
of a new multidisciplinary field. More importantly, a stream
of new technologies and approaches for patient care, disease
prevention, injury repair, and health promotion has already
begun to flow from the laboratories and classrooms that have
benefited from the foundation’s spend-out strategy.
Shu Chien, M.D., Ph.D., University Professor of Bioengineering
and Medicine at the University of California, San Diego, commented
at a recent meeting that the foundation has been instrumental
in transforming biomedical engineering “from a fledgling field
to a mature discipline that has gained the recognition and respect
of all fields in medicine, the sciences, and engineering… The
extent and rapidity of the development of a field by the effort
of a single foundation is unprecedented.”
In addition to its national biomedical engineering programs,
the foundation operated two initiatives to benefit the communities
where Uncas Whitaker and his wife Helen resided, Harrisburg,
Penn., and Naples, Fla.. The two regional programs focused on
supporting elementary science education and on helping economically
disadvantaged individuals gain self-sufficiency. These themes
reflected Uncas Whitaker’s own personal philanthropic activities.
In Fen Montaigne’s “Medicine by Design,” published by Johns
Hopkins Press, retired physician and teacher Theodore Hersh
of Atlanta tells how an experimental cellular implant restored
some of the vision he had lost to retinitis pigmentosa. “I can
see what’s on the cover of Time magazine from five feet away
and couldn’t before,” said Hersh, who is in his 70s. “And I
can get around a little better by myself.”
Four months after the device was removed, Hersh still retained
his improved vision. “I think they have a real contraption there,”
he said. “If it’s helping me, imagine what it could do for a
younger person, where the disease hasn’t progressed as much.
If I’d had this earlier, I’d still be teaching.”
Hersh is one of thousands of patients who are reaping the health
benefits of biomedical engineering. Uncas Whitaker may have
been too optimistic in predicting an end to the major illnesses
of the twentieth century. But his legacy is sure to improve
many lives.
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